Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, CHI PING KEN
Chinese Name of Relevant Individual
崔治平
HKMA Registration Number
AC0562
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2010 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2010 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2010 - 26 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2010 - 26 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2006 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2006 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 11 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 11 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2003 - 04 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2003 - 04 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, CHI PING KEN
:
Chinese Name of Relevant Individual
崔治平
:
HKMA Registration Number
AC0562
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0562
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
01 Jun 2010 - 31 May 2012
No
AC0562
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
01 Jun 2010 - 31 May 2012
No
AC0562
BANK SARASIN & CIE AG
Type 1: dealing in securities
08 Mar 2010 - 26 Mar 2010
No
AC0562
BANK SARASIN & CIE AG
Type 4: advising on securities
08 Mar 2010 - 26 Mar 2010
No
AC0562
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
09 Jan 2006 - 23 Apr 2009
No
AC0562
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
09 Jan 2006 - 23 Apr 2009
No
AC0562
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 11 Jan 2006
No
AC0562
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 11 Jan 2006
No
AC0562
CITIBANK, N.A.
Type 1: dealing in securities
16 Mar 2004 - 07 Jul 2005
No
AC0562
CITIBANK, N.A.
Type 4: advising on securities
16 Mar 2004 - 07 Jul 2005
No
AC0562
CITIBANK, N.A.
Type 1: dealing in securities
10 Sep 2003 - 04 Mar 2004
No
AC0562
CITIBANK, N.A.
Type 4: advising on securities
10 Sep 2003 - 04 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.