Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, SUM YING
Chinese Name of Relevant Individual
江沁凝
HKMA Registration Number
AC0569
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2008 - 15 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 15 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2003 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
10 Sep 2003 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, SUM YING
:
Chinese Name of Relevant Individual
江沁凝
:
HKMA Registration Number
AC0569
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0569
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
13 May 2008 - 15 Sep 2010
No
AC0569
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
04 Jul 2006 - 15 Sep 2010
No
AC0569
ABN AMRO BANK N.V.
Type 1: dealing in securities
10 Sep 2003 - 04 Jul 2006
No
AC0569
ABN AMRO BANK N.V.
Type 9: asset management
10 Sep 2003 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.