Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KA KI
Chinese Name of Relevant Individual
盧嘉琪
HKMA Registration Number
AC0570
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2004 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
09 Aug 2004 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHEKIANG FIRST BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2003 - 08 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KA KI
:
Chinese Name of Relevant Individual
盧嘉琪
:
HKMA Registration Number
AC0570
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0570
WING HANG BANK, LIMITED
Type 1: dealing in securities
09 Aug 2004 - 02 Jul 2006
No
AC0570
WING HANG BANK, LIMITED
Type 9: asset management
09 Aug 2004 - 02 Jul 2006
No
AC0570
WING HANG BANK, LIMITED
Type 4: advising on securities
09 Aug 2004 - 21 Mar 2005
No
AC0570
CHEKIANG FIRST BANK LTD
Type 1: dealing in securities
11 Sep 2003 - 08 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.