Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PARK, JOOHONG
Chinese Name of Relevant Individual
HKMA Registration Number
AC0571
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STATE STREET BANK AND TRUST COMPANY
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2017 - 30 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STATE STREET BANK AND TRUST COMPANY
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2015 - 12 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2005 - 26 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2005 - 26 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Sep 2005 - 26 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2003 - 29 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PARK, JOOHONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0571
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0571
STATE STREET BANK AND TRUST COMPANY
Type 1: dealing in securities
13 Jun 2017 - 30 Dec 2024
Yes
AC0571
STATE STREET BANK AND TRUST COMPANY
Type 1: dealing in securities
03 Jul 2015 - 12 Jun 2017
No
AC0571
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
13 Sep 2005 - 26 Mar 2007
No
AC0571
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
13 Sep 2005 - 26 Mar 2007
No
AC0571
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
13 Sep 2005 - 26 Mar 2007
No
AC0571
BNP PARIBAS
Type 1: dealing in securities
11 Sep 2003 - 29 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.