Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HENRY DA-CHENG
Chinese Name of Relevant Individual
李大成
HKMA Registration Number
AC0572
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2004 - 05 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
15 May 2004 - 05 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2003 - 11 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
12 Sep 2003 - 11 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HENRY DA-CHENG
:
Chinese Name of Relevant Individual
李大成
:
HKMA Registration Number
AC0572
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0572
UBS AG
Type 4: advising on securities
15 May 2004 - 05 May 2005
No
AC0572
UBS AG
Type 9: asset management
15 May 2004 - 05 May 2005
No
AC0572
UBS AG
Type 4: advising on securities
12 Sep 2003 - 11 May 2004
No
AC0572
UBS AG
Type 9: asset management
12 Sep 2003 - 11 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.