Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, PIK LUEN
Chinese Name of Relevant Individual
郭碧鑾
HKMA Registration Number
AC0573
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2013 - 12 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2013 - 12 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2011 - 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2005 - 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 19 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2003 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, PIK LUEN
:
Chinese Name of Relevant Individual
郭碧鑾
:
HKMA Registration Number
AC0573
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0573
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2013 - 12 Jan 2015
No
AC0573
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2013 - 12 Jan 2015
No
AC0573
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2011 - 04 Jan 2013
No
AC0573
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2005 - 04 Jan 2013
No
AC0573
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 19 Jun 2005
No
AC0573
STANDARD CHARTERED BANK
Type 1: dealing in securities
12 Sep 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.