Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KWOK CHEUNG
Chinese Name of Relevant Individual
譚國祥
HKMA Registration Number
AC0578
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2012 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2012 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2010 - 14 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2003 - 26 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2003 - 26 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Sep 2003 - 26 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
15 Sep 2003 - 08 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Sep 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KWOK CHEUNG
:
Chinese Name of Relevant Individual
譚國祥
:
HKMA Registration Number
AC0578
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0578
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2012 - 10 Aug 2014
No
AC0578
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2012 - 10 Aug 2014
No
AC0578
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Nov 2010 - 14 Mar 2012
No
AC0578
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2003 - 26 Sep 2010
No
AC0578
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2003 - 26 Sep 2010
No
AC0578
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Sep 2003 - 26 Sep 2010
No
AC0578
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
15 Sep 2003 - 08 May 2005
No
AC0578
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
15 Sep 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.