Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIT CHIU, CHING YEE
Chinese Name of Relevant Individual
列趙清怡
HKMA Registration Number
AC0597
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2003 - 28 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2003 - 28 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Nov 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2003 - 06 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2003 - 06 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Sep 2003 - 06 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIT CHIU, CHING YEE
:
Chinese Name of Relevant Individual
列趙清怡
:
HKMA Registration Number
AC0597
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0597
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Nov 2003 - 28 Jun 2005
No
AC0597
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Nov 2003 - 28 Jun 2005
No
AC0597
DAH SING BANK, LIMITED
Type 7: providing automated trading services
17 Nov 2003 - 21 Mar 2005
No
AC0597
BANK OF COMMUNICATIONS
Type 1: dealing in securities
19 Sep 2003 - 06 Nov 2003
No
AC0597
BANK OF COMMUNICATIONS
Type 4: advising on securities
19 Sep 2003 - 06 Nov 2003
No
AC0597
BANK OF COMMUNICATIONS
Type 7: providing automated trading services
19 Sep 2003 - 06 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.