Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MATHEWS, RICHARD WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AC0600
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2006 - 10 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2005 - 07 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2005 - 25 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2004 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2004 - 25 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2003 - 27 Sep 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MATHEWS, RICHARD WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0600
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0600
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 May 2006 - 10 May 2006
No
AC0600
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2005 - 07 Sep 2005
No
AC0600
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Feb 2005 - 25 Feb 2005
No
AC0600
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2004 - 15 Sep 2004
No
AC0600
STANDARD CHARTERED BANK
Type 4: advising on securities
23 Feb 2004 - 25 Feb 2004
No
AC0600
STANDARD CHARTERED BANK
Type 4: advising on securities
20 Sep 2003 - 27 Sep 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.