Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, SUK MEI FION
Chinese Name of Relevant Individual
HKMA Registration Number
AC0606
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2010 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2010 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
06 Oct 2010 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2006 - 16 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2006 - 16 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 05 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 05 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 23 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2003 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, SUK MEI FION
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0606
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0606
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Oct 2010 - 30 Nov 2014
No
AC0606
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Oct 2010 - 30 Nov 2014
No
AC0606
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
06 Oct 2010 - 30 Nov 2014
No
AC0606
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Mar 2006 - 16 Oct 2008
No
AC0606
BARCLAYS BANK PLC
Type 4: advising on securities
25 Mar 2006 - 16 Oct 2008
No
AC0606
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 22 Mar 2006
No
AC0606
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 22 Mar 2006
No
AC0606
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 05 Nov 2005
No
AC0606
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 05 Nov 2005
No
AC0606
CITIBANK, N.A.
Type 1: dealing in securities
30 Nov 2004 - 07 Jul 2005
No
AC0606
CITIBANK, N.A.
Type 4: advising on securities
30 Nov 2004 - 07 Jul 2005
No
AC0606
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 23 Sep 2004
No
AC0606
STANDARD CHARTERED BANK
Type 1: dealing in securities
23 Sep 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.