Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KIN MAN
Chinese Name of Relevant Individual
陳健文
HKMA Registration Number
AC0619
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
30 Oct 2020 - 07 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2020 - 07 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2020 - 07 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2015 - 31 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2015 - 31 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2013 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2013 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2011 - 06 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2008 - 03 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2004 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2004 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2003 - 02 Oct 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KIN MAN
:
Chinese Name of Relevant Individual
陳健文
:
HKMA Registration Number
AC0619
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0619
CHONG HING BANK LIMITED
Type 9: asset management
30 Oct 2020 - 07 Nov 2021
No
AC0619
CHONG HING BANK LIMITED
Type 1: dealing in securities
20 Oct 2020 - 07 Nov 2021
No
AC0619
CHONG HING BANK LIMITED
Type 4: advising on securities
20 Oct 2020 - 07 Nov 2021
No
AC0619
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Nov 2015 - 31 Jan 2018
No
AC0619
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Nov 2015 - 31 Jan 2018
No
AC0619
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
20 Sep 2013 - 15 Mar 2015
No
AC0619
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
20 Sep 2013 - 15 Mar 2015
No
AC0619
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Oct 2011 - 06 Sep 2013
No
AC0619
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2008 - 03 Dec 2008
No
AC0619
CITIBANK, N.A.
Type 1: dealing in securities
28 Mar 2004 - 15 May 2008
No
AC0619
CITIBANK, N.A.
Type 4: advising on securities
28 Mar 2004 - 15 May 2008
No
AC0619
SHANGHAI COMMERCIAL BANK LTD.
Type 1: dealing in securities
23 Sep 2003 - 02 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.