Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, WAI HUNG PATRICK
Chinese Name of Relevant Individual
曾偉雄
HKMA Registration Number
AC0626
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CONSUMER BANKING
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CONSUMER BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
SFC CE number
AAC155
Business Address
28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2021 - 22 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Dec 2021 - 22 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2018 - 16 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2018 - 16 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2016 - 10 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2016 - 10 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2012 - 26 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2012 - 26 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2009 - 13 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2009 - 13 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2009 - 28 Jul 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, WAI HUNG PATRICK
:
Chinese Name of Relevant Individual
曾偉雄
:
HKMA Registration Number
AC0626
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
06 Jul 2022
No
CONSUMER BANKING
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
06 Jul 2022
No
CONSUMER BANKING
Name of Registered Institution
SFC CE number
Business Address
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
AAC155
28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
Since 06 Jul 2022
No
AC0626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
Since 06 Jul 2022
No
AC0626
CHONG HING BANK LIMITED
Type 1: dealing in securities
30 Dec 2021 - 22 May 2022
No
AC0626
CHONG HING BANK LIMITED
Type 4: advising on securities
30 Dec 2021 - 22 May 2022
No
AC0626
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Feb 2019 - 30 Nov 2021
No
AC0626
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Feb 2019 - 30 Nov 2021
No
AC0626
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Oct 2018 - 16 Dec 2018
No
AC0626
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Oct 2018 - 16 Dec 2018
No
AC0626
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 May 2016 - 10 Aug 2018
No
AC0626
DAH SING BANK, LIMITED
Type 4: advising on securities
24 May 2016 - 10 Aug 2018
No
AC0626
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Aug 2012 - 26 Nov 2015
No
AC0626
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Aug 2012 - 26 Nov 2015
No
AC0626
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2009 - 13 Aug 2012
No
AC0626
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2009 - 13 Aug 2012
No
AC0626
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2009 - 28 Jul 2009
No
AC0626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
03 Dec 2008 - 18 Feb 2009
No
AC0626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
03 Dec 2008 - 18 Feb 2009
No
AC0626
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 19 Nov 2008
No
AC0626
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 19 Nov 2008
No
AC0626
CITIBANK, N.A.
Type 1: dealing in securities
31 May 2005 - 07 Jul 2005
No
AC0626
CITIBANK, N.A.
Type 4: advising on securities
31 May 2005 - 07 Jul 2005
No
AC0626
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2004 - 16 Mar 2005
No
AC0626
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2004 - 16 Mar 2005
No
AC0626
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 10 Sep 2004
No
AC0626
STANDARD CHARTERED BANK
Type 1: dealing in securities
25 Sep 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.