Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHING CHING ALICE
Chinese Name of Relevant Individual
黃菁菁
HKMA Registration Number
AC0629
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2017 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2017 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2010 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2007 - 25 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2006 - 12 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2006 - 12 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2004 - 11 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2004 - 11 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSH NORDBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2004 - 20 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSH NORDBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2004 - 20 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2003 - 18 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHING CHING ALICE
:
Chinese Name of Relevant Individual
黃菁菁
:
HKMA Registration Number
AC0629
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0629
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
29 Apr 2017 - 09 Jun 2019
No
AC0629
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
29 Apr 2017 - 09 Jun 2019
No
AC0629
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
27 May 2010 - 07 Apr 2017
No
AC0629
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
24 Nov 2007 - 25 May 2010
No
AC0629
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
01 Dec 2006 - 12 Nov 2007
No
AC0629
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
01 Dec 2006 - 12 Nov 2007
No
AC0629
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Sep 2004 - 11 May 2005
No
AC0629
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Sep 2004 - 11 May 2005
No
AC0629
HSH NORDBANK AG
Type 1: dealing in securities
11 Jul 2004 - 20 Jul 2004
No
AC0629
HSH NORDBANK AG
Type 4: advising on securities
11 Jul 2004 - 20 Jul 2004
No
AC0629
STANDARD CHARTERED BANK
Type 1: dealing in securities
26 Sep 2003 - 18 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.