Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SUK WAI
Chinese Name of Relevant Individual
何淑慧
HKMA Registration Number
AC0631
Other HKMA Registration Number(s)
AC0588
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2008 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2008 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2004 - 25 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2003 - 28 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2003 - 28 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Sep 2003 - 15 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2003 - 23 Sep 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2003 - 23 Sep 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Sep 2003 - 23 Sep 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SUK WAI
:
Chinese Name of Relevant Individual
何淑慧
:
HKMA Registration Number
AC0631
:
Other HKMA Registration Number(s)
AC0588
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0631
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2008 - 30 Jun 2023
No
AC0631
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2008 - 30 Jun 2023
No
AC0631
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2004 - 25 Apr 2008
No
AC0631
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
26 Sep 2003 - 28 Oct 2004
No
AC0631
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
26 Sep 2003 - 28 Oct 2004
No
AC0631
NANYANG COMMERCIAL BANK, LIMITED
Type 7: providing automated trading services
26 Sep 2003 - 15 Jul 2004
No
AC0588
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Sep 2003 - 23 Sep 2003
No
AC0588
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Sep 2003 - 23 Sep 2003
No
AC0588
NANYANG COMMERCIAL BANK, LIMITED
Type 7: providing automated trading services
18 Sep 2003 - 23 Sep 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.