Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, CLARK CHIA-CHUEH
Chinese Name of Relevant Individual
呂佳學
HKMA Registration Number
AC0642
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2005 - 02 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2005 - 02 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2003 - 26 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, CLARK CHIA-CHUEH
:
Chinese Name of Relevant Individual
呂佳學
:
HKMA Registration Number
AC0642
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0642
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Nov 2005 - 02 Mar 2007
No
AC0642
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Nov 2005 - 02 Mar 2007
No
AC0642
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Sep 2003 - 26 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.