Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA KIT JOHNSON
Chinese Name of Relevant Individual
王家傑
HKMA Registration Number
AC0644
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2025 - 16 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2025 - 16 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2024 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2024 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2013 - 08 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2013 - 08 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2006 - 28 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2006 - 28 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2006 - 26 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2006 - 26 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2004 - 28 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 25 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2003 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA KIT JOHNSON
:
Chinese Name of Relevant Individual
王家傑
:
HKMA Registration Number
AC0644
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0644
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 May 2025 - 16 Jul 2025
No
AC0644
ROYAL BANK OF CANADA
Type 4: advising on securities
08 May 2025 - 16 Jul 2025
No
AC0644
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2024 - 25 Oct 2024
No
AC0644
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2024 - 25 Oct 2024
No
AC0644
CREDIT SUISSE AG
Type 1: dealing in securities
04 Jun 2013 - 08 Sep 2023
No
AC0644
CREDIT SUISSE AG
Type 4: advising on securities
04 Jun 2013 - 08 Sep 2023
No
AC0644
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Nov 2006 - 28 Apr 2013
No
AC0644
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Nov 2006 - 28 Apr 2013
No
AC0644
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Oct 2006 - 26 Oct 2006
No
AC0644
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Oct 2006 - 26 Oct 2006
No
AC0644
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 Dec 2004 - 28 Sep 2006
No
AC0644
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 25 Oct 2004
No
AC0644
STANDARD CHARTERED BANK
Type 1: dealing in securities
30 Sep 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.