Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAH, MEI LEE
Chinese Name of Relevant Individual
華美莉
HKMA Registration Number
AC0649
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2003 - 31 Oct 2003
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2003 - 31 Oct 2003
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Sep 2003 - 31 Oct 2003
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAH, MEI LEE
:
Chinese Name of Relevant Individual
華美莉
:
HKMA Registration Number
AC0649
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0649
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
30 Sep 2003 - 31 Oct 2003
Yes
AC0649
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
30 Sep 2003 - 31 Oct 2003
Yes
AC0649
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
30 Sep 2003 - 31 Oct 2003
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.