Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUBO, TETSUYA
Chinese Name of Relevant Individual
HKMA Registration Number
AC0650
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Sep 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUBO, TETSUYA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0650
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0650
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
30 Sep 2003 - 02 Sep 2004
Yes
AC0650
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
30 Sep 2003 - 02 Sep 2004
Yes
AC0650
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
30 Sep 2003 - 02 Sep 2004
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.