Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WAI KI
Chinese Name of Relevant Individual
陳偉祺
HKMA Registration Number
AC0654
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2010 - 24 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2010 - 24 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSH NORDBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2003 - 09 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSH NORDBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2003 - 09 Nov 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WAI KI
:
Chinese Name of Relevant Individual
陳偉祺
:
HKMA Registration Number
AC0654
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0654
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Oct 2010 - 24 Dec 2025
No
AC0654
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
21 Oct 2010 - 24 Dec 2025
No
AC0654
HSH NORDBANK AG
Type 1: dealing in securities
01 Oct 2003 - 09 Nov 2007
No
AC0654
HSH NORDBANK AG
Type 4: advising on securities
01 Oct 2003 - 09 Nov 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.