Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, WING SHUN
Chinese Name of Relevant Individual
姚永信
HKMA Registration Number
AC0657
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SR INVEST. PORT. CONSULTANT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SR INVEST. PORT. CONSULTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2013 - 13 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2013 - 13 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2010 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2010 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2010 - 09 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2010 - 09 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2004 - 17 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2004 - 17 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2003 - 21 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2003 - 21 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Oct 2003 - 21 Apr 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, WING SHUN
:
Chinese Name of Relevant Individual
姚永信
:
HKMA Registration Number
AC0657
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2015
No
SR INVEST. PORT. CONSULTANT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2015
No
SR INVEST. PORT. CONSULTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0657
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 21 May 2015
No
AC0657
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 21 May 2015
No
AC0657
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
25 Dec 2013 - 13 May 2015
No
AC0657
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
25 Dec 2013 - 13 May 2015
No
AC0657
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2010 - 18 Nov 2013
No
AC0657
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2010 - 18 Nov 2013
No
AC0657
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Feb 2010 - 09 Sep 2010
No
AC0657
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Feb 2010 - 09 Sep 2010
No
AC0657
MEVAS BANK LIMITED
Type 1: dealing in securities
23 Apr 2004 - 17 Jan 2010
No
AC0657
MEVAS BANK LIMITED
Type 4: advising on securities
23 Apr 2004 - 17 Jan 2010
No
AC0657
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Oct 2003 - 21 Apr 2004
No
AC0657
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Oct 2003 - 21 Apr 2004
No
AC0657
DAH SING BANK, LIMITED
Type 7: providing automated trading services
01 Oct 2003 - 21 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.