Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, LING
Chinese Name of Relevant Individual
彭寧
HKMA Registration Number
AC0661
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
16 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
16 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2019 - 10 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2019 - 10 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2019 - 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2019 - 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 02 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 02 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2006 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, LING
:
Chinese Name of Relevant Individual
彭寧
:
HKMA Registration Number
AC0661
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
17 Sep 2021
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
16 Jun 2023
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
17 Sep 2021
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
16 Jun 2023
No
STAFF OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0661
LGT BANK AG
Type 2: dealing in futures contracts
Since 16 Jun 2023
No
AC0661
LGT BANK AG
Type 5: advising on futures contracts
Since 16 Jun 2023
No
AC0661
LGT BANK AG
Type 1: dealing in securities
Since 17 Sep 2021
No
AC0661
LGT BANK AG
Type 4: advising on securities
Since 17 Sep 2021
No
AC0661
BNP PARIBAS
Type 1: dealing in securities
30 Nov 2019 - 10 Sep 2021
No
AC0661
BNP PARIBAS
Type 4: advising on securities
30 Nov 2019 - 10 Sep 2021
No
AC0661
CREDIT SUISSE AG
Type 1: dealing in securities
24 Aug 2019 - 05 Nov 2019
No
AC0661
CREDIT SUISSE AG
Type 4: advising on securities
24 Aug 2019 - 05 Nov 2019
No
AC0661
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 02 Aug 2019
No
AC0661
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 02 Aug 2019
No
AC0661
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
09 Jul 2014 - 30 Sep 2016
No
AC0661
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
09 Jul 2014 - 30 Sep 2016
No
AC0661
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 29 May 2014
No
AC0661
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 29 May 2014
No
AC0661
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
16 Mar 2006 - 01 Nov 2013
No
AC0661
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
16 Mar 2006 - 01 Nov 2013
No
AC0661
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 15 Mar 2006
No
AC0661
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 15 Mar 2006
No
AC0661
CITIBANK, N.A.
Type 1: dealing in securities
02 Oct 2003 - 07 Jul 2005
No
AC0661
CITIBANK, N.A.
Type 4: advising on securities
02 Oct 2003 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.