Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, KA KUI
Chinese Name of Relevant Individual
莫家駒
HKMA Registration Number
AC0665
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2004 - 10 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2004 - 10 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2003 - 02 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2003 - 02 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Oct 2003 - 02 Apr 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, KA KUI
:
Chinese Name of Relevant Individual
莫家駒
:
HKMA Registration Number
AC0665
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0665
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2004 - 10 May 2007
No
AC0665
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2004 - 10 May 2007
No
AC0665
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2004 - 21 Mar 2005
No
AC0665
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Oct 2003 - 02 Apr 2004
No
AC0665
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Oct 2003 - 02 Apr 2004
No
AC0665
DAH SING BANK, LIMITED
Type 7: providing automated trading services
03 Oct 2003 - 02 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.