Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, WAI MAN BARRY
Chinese Name of Relevant Individual
HKMA Registration Number
AC0668
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2018 - 13 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2018 - 13 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2016 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2016 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2007 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 May 2005 - 21 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2004 - 21 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2004 - 21 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2004 - 13 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHEKIANG FIRST BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2003 - 08 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, WAI MAN BARRY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0668
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0668
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
13 Apr 2018 - 13 Sep 2022
No
AC0668
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
13 Apr 2018 - 13 Sep 2022
No
AC0668
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
20 May 2016 - 19 Nov 2017
No
AC0668
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
20 May 2016 - 19 Nov 2017
No
AC0668
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 May 2007 - 18 May 2014
No
AC0668
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 May 2005 - 21 May 2006
No
AC0668
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2004 - 21 May 2006
No
AC0668
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2004 - 21 May 2006
No
AC0668
WING HANG BANK, LIMITED
Type 1: dealing in securities
09 Aug 2004 - 13 Mar 2006
No
AC0668
WING HANG BANK, LIMITED
Type 4: advising on securities
09 Aug 2004 - 21 Mar 2005
No
AC0668
CHEKIANG FIRST BANK LTD
Type 1: dealing in securities
03 Oct 2003 - 08 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.