Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KWOK TUNG
Chinese Name of Relevant Individual
林國棟
HKMA Registration Number
AC0669
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2011 - 29 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2011 - 29 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2007 - 10 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2004 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHEKIANG FIRST BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2003 - 19 Apr 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KWOK TUNG
:
Chinese Name of Relevant Individual
林國棟
:
HKMA Registration Number
AC0669
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0669
CITIBANK, N.A.
Type 1: dealing in securities
15 Jan 2011 - 29 Oct 2022
No
AC0669
CITIBANK, N.A.
Type 4: advising on securities
15 Jan 2011 - 29 Oct 2022
No
AC0669
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
04 May 2007 - 10 Jan 2010
No
AC0669
ASIA COMMERCIAL BANK LIMITED
Type 1: dealing in securities
08 May 2004 - 18 Jun 2006
No
AC0669
ASIA COMMERCIAL BANK LIMITED
Type 4: advising on securities
08 May 2004 - 21 Mar 2005
No
AC0669
CHEKIANG FIRST BANK LTD
Type 1: dealing in securities
03 Oct 2003 - 19 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.