Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, HON KI ALEX
Chinese Name of Relevant Individual
劉漢奇
HKMA Registration Number
AC0670
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2003 - 07 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2003 - 26 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Oct 2003 - 26 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Oct 2003 - 26 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
03 Oct 2003 - 26 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, HON KI ALEX
:
Chinese Name of Relevant Individual
劉漢奇
:
HKMA Registration Number
AC0670
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0670
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Oct 2003 - 07 Jul 2016
No
AC0670
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Oct 2003 - 26 Feb 2004
No
AC0670
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
03 Oct 2003 - 26 Feb 2004
No
AC0670
BANK OF EAST ASIA, LIMITED (THE)
Type 7: providing automated trading services
03 Oct 2003 - 26 Feb 2004
No
AC0670
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
03 Oct 2003 - 26 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.