Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA KIT
Chinese Name of Relevant Individual
陳嘉傑
HKMA Registration Number
AC0676
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2006 - 29 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2006 - 29 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2006 - 15 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2006 - 15 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2003 - 17 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2003 - 17 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Oct 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA KIT
:
Chinese Name of Relevant Individual
陳嘉傑
:
HKMA Registration Number
AC0676
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0676
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
01 Nov 2006 - 29 Aug 2007
No
AC0676
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
01 Nov 2006 - 29 Aug 2007
No
AC0676
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Oct 2006 - 15 Oct 2006
No
AC0676
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Oct 2006 - 15 Oct 2006
No
AC0676
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Oct 2003 - 17 Aug 2006
No
AC0676
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Oct 2003 - 17 Aug 2006
No
AC0676
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
03 Oct 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.