Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, CHI KIT
Chinese Name of Relevant Individual
高志傑
HKMA Registration Number
AC0682
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
07 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 07 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2013 - 06 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 16 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 16 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2004 - 29 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2004 - 29 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2003 - 23 Apr 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, CHI KIT
:
Chinese Name of Relevant Individual
高志傑
:
HKMA Registration Number
AC0682
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jan 2016
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jan 2016
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jan 2016
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0682
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 07 Jan 2016
No
AC0682
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 07 Jan 2016
No
AC0682
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 07 Jan 2016
No
AC0682
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Oct 2013 - 06 Dec 2015
No
AC0682
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 16 Sep 2013
No
AC0682
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 16 Sep 2013
No
AC0682
CITIBANK, N.A.
Type 1: dealing in securities
04 Aug 2004 - 07 Jul 2005
No
AC0682
CITIBANK, N.A.
Type 4: advising on securities
04 Aug 2004 - 07 Jul 2005
No
AC0682
CITIBANK, N.A.
Type 1: dealing in securities
27 Jul 2004 - 29 Jul 2004
No
AC0682
CITIBANK, N.A.
Type 4: advising on securities
27 Jul 2004 - 29 Jul 2004
No
AC0682
SHANGHAI COMMERCIAL BANK LTD.
Type 1: dealing in securities
07 Oct 2003 - 23 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.