Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, PIK YING FLORENCE
Chinese Name of Relevant Individual
黎碧瓔
HKMA Registration Number
AC0690
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2006 - 24 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2006 - 24 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2005 - 18 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2005 - 18 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2003 - 30 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2003 - 30 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, PIK YING FLORENCE
:
Chinese Name of Relevant Individual
黎碧瓔
:
HKMA Registration Number
AC0690
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0690
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2006 - 24 Apr 2009
No
AC0690
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2006 - 24 Apr 2009
No
AC0690
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2005 - 18 Apr 2006
No
AC0690
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2005 - 18 Apr 2006
No
AC0690
CITIBANK, N.A.
Type 1: dealing in securities
07 Oct 2003 - 30 Apr 2005
No
AC0690
CITIBANK, N.A.
Type 4: advising on securities
07 Oct 2003 - 30 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.