Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, CHI YIN ANDREW
Chinese Name of Relevant Individual
鄺子賢
HKMA Registration Number
AC0691
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS PRODUCTS SPECIALIST
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS PRODUCTS SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2003 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2003 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, CHI YIN ANDREW
:
Chinese Name of Relevant Individual
鄺子賢
:
HKMA Registration Number
AC0691
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Sep 2017
No
MARKETS PRODUCTS SPECIALIST
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Sep 2017
No
MARKETS PRODUCTS SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0691
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Sep 2017
No
AC0691
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Sep 2017
No
AC0691
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 27 Nov 2015
No
AC0691
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 27 Nov 2015
No
AC0691
CITIBANK, N.A.
Type 1: dealing in securities
07 Oct 2003 - 27 Nov 2015
No
AC0691
CITIBANK, N.A.
Type 4: advising on securities
07 Oct 2003 - 27 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.