Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, HIL YAN JOYCE
Chinese Name of Relevant Individual
譚曉欣
HKMA Registration Number
AC0707
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2004 - 13 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2004 - 13 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Mar 2004 - 02 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2003 - 12 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2003 - 12 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK
Regulated Activity
Type 9: asset management
Effective Period
11 Oct 2003 - 12 Oct 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, HIL YAN JOYCE
:
Chinese Name of Relevant Individual
譚曉欣
:
HKMA Registration Number
AC0707
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0707
CREDIT SUISSE
Type 1: dealing in securities
12 Mar 2004 - 13 Aug 2006
No
AC0707
CREDIT SUISSE
Type 4: advising on securities
12 Mar 2004 - 13 Aug 2006
No
AC0707
CREDIT SUISSE
Type 7: providing automated trading services
12 Mar 2004 - 02 Jan 2005
No
AC0707
JPMORGAN CHASE BANK
Type 1: dealing in securities
11 Oct 2003 - 12 Oct 2003
No
AC0707
JPMORGAN CHASE BANK
Type 4: advising on securities
11 Oct 2003 - 12 Oct 2003
No
AC0707
JPMORGAN CHASE BANK
Type 9: asset management
11 Oct 2003 - 12 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.