Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SIU KONG
Chinese Name of Relevant Individual
陳兆剛
HKMA Registration Number
AC0716
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2018 - 13 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2018 - 13 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 20 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 20 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2011 - 13 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2011 - 13 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2011 - 13 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2011 - 13 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2003 - 20 Oct 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SIU KONG
:
Chinese Name of Relevant Individual
陳兆剛
:
HKMA Registration Number
AC0716
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0716
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
03 Dec 2018 - 13 Oct 2020
No
AC0716
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
03 Dec 2018 - 13 Oct 2020
No
AC0716
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 20 Nov 2018
No
AC0716
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 20 Nov 2018
No
AC0716
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
01 Apr 2014 - 30 Sep 2016
No
AC0716
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
01 Apr 2014 - 30 Sep 2016
No
AC0716
CITIBANK, N.A.
Type 1: dealing in securities
11 Aug 2011 - 13 Mar 2014
No
AC0716
CITIBANK, N.A.
Type 4: advising on securities
11 Aug 2011 - 13 Mar 2014
No
AC0716
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Aug 2011 - 13 Mar 2014
No
AC0716
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 Aug 2011 - 13 Mar 2014
No
AC0716
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Oct 2003 - 20 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.