Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA WAI
Chinese Name of Relevant Individual
吳家慧
HKMA Registration Number
AC0724
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2005 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2005 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2003 - 29 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
15 Oct 2003 - 29 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Oct 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Oct 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA WAI
:
Chinese Name of Relevant Individual
吳家慧
:
HKMA Registration Number
AC0724
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0724
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 Jun 2005 - 02 Oct 2014
No
AC0724
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 Jun 2005 - 02 Oct 2014
No
AC0724
WING HANG BANK, LIMITED
Type 1: dealing in securities
15 Oct 2003 - 29 May 2005
No
AC0724
WING HANG BANK, LIMITED
Type 9: asset management
15 Oct 2003 - 29 May 2005
No
AC0724
WING HANG BANK, LIMITED
Type 4: advising on securities
15 Oct 2003 - 21 Mar 2005
No
AC0724
WING HANG BANK, LIMITED
Type 6: advising on corporate finance
15 Oct 2003 - 21 Mar 2005
No
AC0724
WING HANG BANK, LIMITED
Type 7: providing automated trading services
15 Oct 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.