Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KAN CHONG
Chinese Name of Relevant Individual
麥勤創
HKMA Registration Number
AC0729
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
IP PRODUCT MANAGEMENT LEAD - ASIA
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
IP PRODUCT MANAGEMENT LEAD - ASIA
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
IP PRODUCT MANAGEMENT LEAD - ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANQUE PICTET & CIE SA
SFC CE number
BMG891
Business Address
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANQUE PICTET & CIE SA
Effective Date
30 Mar 2021
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2012 - 09 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2012 - 09 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
03 Sep 2012 - 09 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2005 - 09 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2005 - 09 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2007 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2007 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
15 Feb 2007 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 9: asset management
Effective Period
07 Jan 2006 - 14 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2005 - 14 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2005 - 14 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 9: asset management
Effective Period
05 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KAN CHONG
:
Chinese Name of Relevant Individual
麥勤創
:
HKMA Registration Number
AC0729
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANQUE PICTET & CIE SA
Type 1: dealing in securities
30 Mar 2021
Yes
IP PRODUCT MANAGEMENT LEAD - ASIA
BANQUE PICTET & CIE SA
Type 4: advising on securities
30 Mar 2021
Yes
IP PRODUCT MANAGEMENT LEAD - ASIA
BANQUE PICTET & CIE SA
Type 9: asset management
30 Mar 2021
Yes
IP PRODUCT MANAGEMENT LEAD - ASIA
Name of Registered Institution
SFC CE number
Business Address
BANQUE PICTET & CIE SA
BMG891
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
BANQUE PICTET & CIE SA
1
30 Mar 2021
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0729
BANQUE PICTET & CIE SA
Type 1: dealing in securities
Since 30 Mar 2021
Yes
AC0729
BANQUE PICTET & CIE SA
Type 4: advising on securities
Since 30 Mar 2021
Yes
AC0729
BANQUE PICTET & CIE SA
Type 9: asset management
Since 30 Mar 2021
Yes
AC0729
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
03 Sep 2012 - 09 Mar 2022
Yes
AC0729
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
03 Sep 2012 - 09 Mar 2022
Yes
AC0729
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
03 Sep 2012 - 09 Mar 2022
Yes
AC0729
BNP PARIBAS
Type 1: dealing in securities
03 Nov 2005 - 09 Aug 2011
No
AC0729
BNP PARIBAS
Type 4: advising on securities
03 Nov 2005 - 09 Aug 2011
No
AC0729
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
15 Feb 2007 - 14 Jun 2011
Yes
AC0729
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
15 Feb 2007 - 14 Jun 2011
Yes
AC0729
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
15 Feb 2007 - 14 Jun 2011
Yes
AC0729
BNP PARIBAS PRIVATE BANK
Type 9: asset management
07 Jan 2006 - 14 Feb 2007
No
AC0729
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
21 Oct 2005 - 14 Feb 2007
No
AC0729
BNP PARIBAS PRIVATE BANK
Type 4: advising on securities
21 Oct 2005 - 14 Feb 2007
No
AC0729
BNP PARIBAS PRIVATE BANK
Type 9: asset management
05 Jan 2006
No
AC0729
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
15 Oct 2003 - 24 Oct 2005
No
AC0729
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
15 Oct 2003 - 24 Oct 2005
No
AC0729
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
15 Oct 2003 - 24 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.