Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, HO WAN OWEN
Chinese Name of Relevant Individual
周浩雲
HKMA Registration Number
AC0734
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2009 - 14 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2007 - 14 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2007 - 14 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Oct 2007 - 14 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2007 - 22 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2007 - 22 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 05 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 05 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2004 - 28 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2004 - 28 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jan 2004 - 28 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2003 - 19 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, HO WAN OWEN
:
Chinese Name of Relevant Individual
周浩雲
:
HKMA Registration Number
AC0734
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0734
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Nov 2009 - 14 Jan 2011
No
AC0734
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Oct 2007 - 14 Apr 2009
No
AC0734
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Oct 2007 - 14 Apr 2009
No
AC0734
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Oct 2007 - 14 Apr 2009
No
AC0734
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2007 - 22 Sep 2007
No
AC0734
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2007 - 22 Sep 2007
No
AC0734
CITIBANK, N.A.
Type 1: dealing in securities
29 Sep 2004 - 07 Jul 2005
No
AC0734
CITIBANK, N.A.
Type 4: advising on securities
29 Sep 2004 - 07 Jul 2005
No
AC0734
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 05 Jul 2005
No
AC0734
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 05 Jul 2005
No
AC0734
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jan 2004 - 28 Jun 2004
No
AC0734
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jan 2004 - 28 Jun 2004
No
AC0734
DAH SING BANK, LIMITED
Type 7: providing automated trading services
17 Jan 2004 - 28 Jun 2004
No
AC0734
ABN AMRO BANK N.V.
Type 1: dealing in securities
15 Oct 2003 - 19 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.