Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, GLORIA
Chinese Name of Relevant Individual
孫詩薇
HKMA Registration Number
AC0743
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2025 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2025 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2024 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2024 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2020 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2020 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2017 - 22 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2017 - 22 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2013 - 11 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2013 - 11 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
18 Oct 2011 - 04 Sep 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2010 - 04 Sep 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2010 - 04 Sep 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
25 Mar 2010 - 17 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2010 - 10 Jun 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, GLORIA
:
Chinese Name of Relevant Individual
孫詩薇
:
HKMA Registration Number
AC0743
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0743
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2025 - 17 Apr 2026
Yes
AC0743
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2025 - 17 Apr 2026
Yes
AC0743
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2024 - 14 Sep 2025
No
AC0743
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Dec 2024 - 14 Sep 2025
No
AC0743
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Sep 2020 - 25 Oct 2024
Yes
AC0743
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Sep 2020 - 25 Oct 2024
Yes
AC0743
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 May 2017 - 22 Sep 2020
No
AC0743
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 May 2017 - 22 Sep 2020
No
AC0743
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Oct 2013 - 11 May 2017
No
AC0743
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Oct 2013 - 11 May 2017
No
AC0743
ABN AMRO BANK N.V.
Type 9: asset management
18 Oct 2011 - 04 Sep 2013
Yes
AC0743
ABN AMRO BANK N.V.
Type 1: dealing in securities
11 Jun 2010 - 04 Sep 2013
Yes
AC0743
ABN AMRO BANK N.V.
Type 4: advising on securities
11 Jun 2010 - 04 Sep 2013
Yes
AC0743
ABN AMRO BANK N.V.
Type 9: asset management
25 Mar 2010 - 17 Oct 2011
No
AC0743
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Mar 2010 - 10 Jun 2010
No
AC0743
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Mar 2010 - 10 Jun 2010
No
AC0743
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
14 Feb 2009 - 31 Mar 2010
No
AC0743
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
02 May 2007 - 31 Mar 2010
No
AC0743
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
02 May 2007 - 31 Mar 2010
No
AC0743
AIG PRIVATE BANK LTD
Type 1: dealing in securities
14 Feb 2007 - 30 Apr 2007
No
AC0743
AIG PRIVATE BANK LTD
Type 4: advising on securities
14 Feb 2007 - 30 Apr 2007
No
AC0743
STANDARD CHARTERED BANK
Type 1: dealing in securities
17 Oct 2003 - 27 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.