Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HELINE HOY YUNG
Chinese Name of Relevant Individual
林凱欣
HKMA Registration Number
AC0745
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2004 - 03 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2004 - 30 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2004 - 03 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2004 - 03 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Mar 2004 - 03 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2003 - 09 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HELINE HOY YUNG
:
Chinese Name of Relevant Individual
林凱欣
:
HKMA Registration Number
AC0745
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0745
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
13 Sep 2004 - 03 Jul 2005
No
AC0745
BNP PARIBAS
Type 1: dealing in securities
13 Sep 2004 - 30 Dec 2004
No
AC0745
CREDIT SUISSE
Type 1: dealing in securities
04 Mar 2004 - 03 Aug 2004
No
AC0745
CREDIT SUISSE
Type 4: advising on securities
04 Mar 2004 - 03 Aug 2004
No
AC0745
CREDIT SUISSE
Type 7: providing automated trading services
04 Mar 2004 - 03 Aug 2004
No
AC0745
STANDARD CHARTERED BANK
Type 1: dealing in securities
17 Oct 2003 - 09 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.