Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KWOK HUNG
Chinese Name of Relevant Individual
陳國雄
HKMA Registration Number
AC0757
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2014 - 09 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2013 - 15 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2013 - 15 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Apr 2013 - 15 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 28 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 28 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2011 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2011 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 15 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2007 - 15 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2004 - 12 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KWOK HUNG
:
Chinese Name of Relevant Individual
陳國雄
:
HKMA Registration Number
AC0757
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Jul 2015
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
CHONG HING BANK LIMITED
Type 4: advising on securities
21 Jul 2015
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0757
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 21 Jul 2015
No
AC0757
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 21 Jul 2015
No
AC0757
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jan 2014 - 09 Dec 2014
No
AC0757
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Apr 2013 - 15 Sep 2013
No
AC0757
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Apr 2013 - 15 Sep 2013
No
AC0757
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Apr 2013 - 15 Sep 2013
No
AC0757
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2011 - 28 Jan 2013
No
AC0757
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2011 - 28 Jan 2013
No
AC0757
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
05 Jan 2011 - 03 Jul 2011
No
AC0757
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
05 Jan 2011 - 03 Jul 2011
No
AC0757
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Feb 2007 - 15 Nov 2010
No
AC0757
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Feb 2007 - 15 Nov 2010
No
AC0757
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Feb 2006 - 20 Aug 2006
No
AC0757
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Feb 2006 - 20 Aug 2006
No
AC0757
ASIA COMMERCIAL BANK LIMITED
Type 1: dealing in securities
11 Jun 2004 - 12 Feb 2006
No
AC0757
ASIA COMMERCIAL BANK LIMITED
Type 4: advising on securities
11 Jun 2004 - 21 Mar 2005
No
AC0757
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
17 Oct 2003 - 25 Jan 2004
No
AC0757
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
17 Oct 2003 - 25 Jan 2004
No
AC0757
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
17 Oct 2003 - 25 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.