Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, SYLVIA
Chinese Name of Relevant Individual
譚秀慧
HKMA Registration Number
AC0764
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2007 - 06 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2007 - 21 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
22 Aug 2007 - 21 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2003 - 01 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, SYLVIA
:
Chinese Name of Relevant Individual
譚秀慧
:
HKMA Registration Number
AC0764
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0764
ABN AMRO BANK N.V.
Type 1: dealing in securities
16 Nov 2007 - 06 Jan 2008
No
AC0764
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
22 Aug 2007 - 21 Sep 2007
No
AC0764
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
22 Aug 2007 - 21 Sep 2007
No
AC0764
STANDARD CHARTERED BANK
Type 1: dealing in securities
21 Oct 2003 - 01 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.