Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, KA CHUN
Chinese Name of Relevant Individual
梁家進
HKMA Registration Number
AC0765
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SERVICES, NORTH ASIA
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SERVICES, NORTH ASIA
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
First date of engagement
03 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SERVICES, NORTH ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
SFC CE number
ABZ544
Business Address
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Effective Date
25 Mar 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
Since 25 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2025 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2025 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
03 Jan 2025 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2022 - 22 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2022 - 22 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
15 Sep 2022 - 22 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2022 - 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2022 - 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
12 Aug 2022 - 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2020 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2020 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
23 Oct 2020 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, KA CHUN
:
Chinese Name of Relevant Individual
梁家進
:
HKMA Registration Number
AC0765
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
03 Jan 2025
Yes
HEAD OF INVESTMENT SERVICES, NORTH ASIA
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
03 Jan 2025
Yes
HEAD OF INVESTMENT SERVICES, NORTH ASIA
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
03 Jan 2025
Yes
HEAD OF INVESTMENT SERVICES, NORTH ASIA
Name of Registered Institution
SFC CE number
Business Address
UNION BANCAIRE PRIVÉE, UBP SA
ABZ544
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
UNION BANCAIRE PRIVÉE, UBP SA
1
25 Mar 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0765
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
Since 25 Mar 2025
Yes
AC0765
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
Since 25 Mar 2025
Yes
AC0765
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
Since 25 Mar 2025
Yes
AC0765
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
03 Jan 2025 - 24 Mar 2025
No
AC0765
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
03 Jan 2025 - 24 Mar 2025
No
AC0765
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
03 Jan 2025 - 24 Mar 2025
No
AC0765
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
15 Sep 2022 - 22 Dec 2024
Yes
AC0765
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
15 Sep 2022 - 22 Dec 2024
Yes
AC0765
BANK OF SINGAPORE LIMITED
Type 9: asset management
15 Sep 2022 - 22 Dec 2024
Yes
AC0765
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
12 Aug 2022 - 14 Sep 2022
No
AC0765
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
12 Aug 2022 - 14 Sep 2022
No
AC0765
BANK OF SINGAPORE LIMITED
Type 9: asset management
12 Aug 2022 - 14 Sep 2022
No
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Oct 2020 - 17 Jun 2022
Yes
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Oct 2020 - 17 Jun 2022
Yes
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
23 Oct 2020 - 17 Jun 2022
Yes
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
11 Sep 2019 - 22 Oct 2020
No
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jun 2010 - 22 Oct 2020
No
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jun 2010 - 22 Oct 2020
No
AC0765
CREDIT SUISSE AG
Type 1: dealing in securities
19 Jan 2008 - 13 Jun 2010
No
AC0765
CREDIT SUISSE AG
Type 4: advising on securities
19 Jan 2008 - 13 Jun 2010
No
AC0765
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Sep 2005 - 21 Dec 2007
No
AC0765
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Feb 2005 - 21 Dec 2007
No
AC0765
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Feb 2005 - 21 Dec 2007
No
AC0765
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 06 Oct 2004
No
AC0765
STANDARD CHARTERED BANK
Type 1: dealing in securities
21 Oct 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.