Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TING KWOK
Chinese Name of Relevant Individual
陳定國
HKMA Registration Number
AC0775
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKET
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKET
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
SFC CE number
AAI250
Business Address
NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2017 - 07 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2017 - 07 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2015 - 21 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2011 - 21 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2009 - 28 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2009 - 28 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2008 - 16 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2008 - 16 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2008 - 26 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2008 - 26 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2007 - 02 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2007 - 02 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Apr 2007 - 02 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TING KWOK
:
Chinese Name of Relevant Individual
陳定國
:
HKMA Registration Number
AC0775
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Jan 2019
No
FINANCIAL MARKET
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Jan 2019
No
FINANCIAL MARKET
Name of Registered Institution
SFC CE number
Business Address
NANYANG COMMERCIAL BANK, LIMITED
AAI250
NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0775
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
Since 15 Jan 2019
No
AC0775
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
Since 15 Jan 2019
No
AC0775
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
12 May 2017 - 07 Nov 2018
No
AC0775
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
12 May 2017 - 07 Nov 2018
No
AC0775
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
08 Jan 2015 - 21 Apr 2015
No
AC0775
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
27 Sep 2011 - 21 Apr 2015
No
AC0775
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Apr 2009 - 28 Jul 2011
No
AC0775
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Apr 2009 - 28 Jul 2011
No
AC0775
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2008 - 16 Nov 2008
No
AC0775
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2008 - 16 Nov 2008
No
AC0775
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 May 2008 - 26 Jul 2008
No
AC0775
DAH SING BANK, LIMITED
Type 4: advising on securities
08 May 2008 - 26 Jul 2008
No
AC0775
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Apr 2007 - 02 Sep 2007
No
AC0775
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Apr 2007 - 02 Sep 2007
No
AC0775
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Apr 2007 - 02 Sep 2007
No
AC0775
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Oct 2003 - 26 Jan 2007
No
AC0775
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Oct 2003 - 26 Jan 2007
No
AC0775
DAH SING BANK, LIMITED
Type 7: providing automated trading services
22 Oct 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.