Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, PUI LING
Chinese Name of Relevant Individual
陳佩玲
HKMA Registration Number
AC0776
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICE EXECUTIVE
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICE EXECUTIVE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2020 - 26 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2020 - 26 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 23 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 23 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2012 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2012 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2011 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2011 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2007 - 07 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2006 - 07 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Nov 2006 - 07 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, PUI LING
:
Chinese Name of Relevant Individual
陳佩玲
:
HKMA Registration Number
AC0776
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Oct 2023
No
CLIENT SERVICE EXECUTIVE
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Oct 2023
No
CLIENT SERVICE EXECUTIVE
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0776
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 27 Oct 2023
No
AC0776
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
Since 27 Oct 2023
No
AC0776
CREDIT SUISSE AG
Type 1: dealing in securities
12 Dec 2020 - 26 Oct 2023
No
AC0776
CREDIT SUISSE AG
Type 4: advising on securities
12 Dec 2020 - 26 Oct 2023
No
AC0776
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 23 Oct 2020
No
AC0776
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 23 Oct 2020
No
AC0776
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
04 Aug 2016 - 30 Sep 2016
No
AC0776
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
04 Aug 2016 - 30 Sep 2016
No
AC0776
CREDIT SUISSE AG
Type 1: dealing in securities
28 Sep 2012 - 26 Jul 2016
No
AC0776
CREDIT SUISSE AG
Type 4: advising on securities
28 Sep 2012 - 26 Jul 2016
No
AC0776
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 May 2011 - 17 Aug 2012
No
AC0776
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 May 2011 - 17 Aug 2012
No
AC0776
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Dec 2007 - 07 Apr 2011
No
AC0776
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Nov 2006 - 07 Apr 2011
No
AC0776
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Nov 2006 - 07 Apr 2011
No
AC0776
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 Aug 2004 - 21 Sep 2006
No
AC0776
DAH SING BANK, LIMITED
Type 4: advising on securities
12 Aug 2004 - 21 Sep 2006
No
AC0776
DAH SING BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2004 - 21 Mar 2005
No
AC0776
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
22 Oct 2003 - 08 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.