Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, KWOK WAI
Chinese Name of Relevant Individual
范國威
HKMA Registration Number
AC0777
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2007 - 21 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2007 - 21 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Oct 2007 - 21 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG PRIVATE BANK SA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2004 - 04 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2003 - 26 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2003 - 26 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA
Regulated Activity
Type 9: asset management
Effective Period
22 Oct 2003 - 26 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, KWOK WAI
:
Chinese Name of Relevant Individual
范國威
:
HKMA Registration Number
AC0777
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0777
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Oct 2007 - 21 Jan 2009
No
AC0777
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Oct 2007 - 21 Jan 2009
No
AC0777
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Oct 2007 - 21 Jan 2009
No
AC0777
EFG PRIVATE BANK SA
Type 1: dealing in securities
27 Nov 2004 - 04 Jan 2005
No
AC0777
AGRICULTURAL BANK OF CHINA
Type 1: dealing in securities
22 Oct 2003 - 26 Oct 2004
No
AC0777
AGRICULTURAL BANK OF CHINA
Type 4: advising on securities
22 Oct 2003 - 26 Oct 2004
No
AC0777
AGRICULTURAL BANK OF CHINA
Type 9: asset management
22 Oct 2003 - 26 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.