Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHIU, CHUK KUEN ANTHONY
Chinese Name of Relevant Individual
蕭卓權
HKMA Registration Number
AC0793
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2021 - 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2021 - 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2017 - 22 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2017 - 22 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2017 - 22 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2017 - 22 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2014 - 21 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2014 - 21 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2014 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 May 2014 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2006 - 01 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
21 Jul 2006 - 01 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2005 - 06 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHIU, CHUK KUEN ANTHONY
:
Chinese Name of Relevant Individual
蕭卓權
:
HKMA Registration Number
AC0793
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
29 Apr 2026
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
29 Apr 2026
No
PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0793
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 29 Apr 2026
No
AC0793
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 29 Apr 2026
No
AC0793
BNP PARIBAS
Type 1: dealing in securities
22 Apr 2021 - 03 Oct 2025
No
AC0793
BNP PARIBAS
Type 4: advising on securities
22 Apr 2021 - 03 Oct 2025
No
AC0793
CITIBANK, N.A.
Type 1: dealing in securities
06 Apr 2017 - 22 Mar 2021
No
AC0793
CITIBANK, N.A.
Type 4: advising on securities
06 Apr 2017 - 22 Mar 2021
No
AC0793
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Apr 2017 - 22 Mar 2021
No
AC0793
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Apr 2017 - 22 Mar 2021
No
AC0793
WING LUNG BANK LIMITED
Type 1: dealing in securities
15 Aug 2014 - 21 Mar 2017
No
AC0793
WING LUNG BANK LIMITED
Type 4: advising on securities
15 Aug 2014 - 21 Mar 2017
No
AC0793
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
02 May 2014 - 13 Jun 2014
No
AC0793
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
02 May 2014 - 13 Jun 2014
No
AC0793
ABN AMRO BANK N.V.
Type 1: dealing in securities
21 Jul 2006 - 01 Jun 2007
No
AC0793
ABN AMRO BANK N.V.
Type 9: asset management
21 Jul 2006 - 01 Jun 2007
No
AC0793
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Jul 2005 - 06 Jun 2006
No
AC0793
ABN AMRO BANK N.V.
Type 9: asset management
18 Jul 2005 - 06 Jun 2006
No
AC0793
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
25 Oct 2003 - 15 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.