Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, FREDERICK PAK CHUEN
Chinese Name of Relevant Individual
方栢泉
HKMA Registration Number
AC0801
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2008
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF WEALTH MANAGEMENT COVERAGE, NORTH ASIA
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
30 May 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF WEALTH MANAGEMENT COVERAGE, NORTH ASIA
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
First date of engagement
21 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF WEALTH MANAGEMENT COVERAGE, NORTH ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
Since 21 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2017 - 10 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2008 - 10 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2005 - 24 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2005 - 24 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
01 Sep 2005 - 24 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2003 - 26 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, FREDERICK PAK CHUEN
:
Chinese Name of Relevant Individual
方栢泉
:
HKMA Registration Number
AC0801
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Apr 2008
Yes
HEAD OF WEALTH MANAGEMENT COVERAGE, NORTH ASIA
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 May 2017
Yes
HEAD OF WEALTH MANAGEMENT COVERAGE, NORTH ASIA
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
21 Feb 2025
No
HEAD OF WEALTH MANAGEMENT COVERAGE, NORTH ASIA
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 11 Sep 2025
Yes
AC0801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
Since 11 Sep 2025
Yes
AC0801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
Since 21 Feb 2025
No
AC0801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 May 2017 - 10 Sep 2025
No
AC0801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Apr 2008 - 10 Sep 2025
No
AC0801
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
01 Sep 2005 - 24 Feb 2008
No
AC0801
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
01 Sep 2005 - 24 Feb 2008
No
AC0801
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
01 Sep 2005 - 24 Feb 2008
No
AC0801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Oct 2003 - 26 Aug 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.