Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, KIN WA
Chinese Name of Relevant Individual
謝健華
HKMA Registration Number
AC0802
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2004
Is an Executive Officer? (Yes / No)
No
Capacity
DISTRICT HEAD, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2004
Is an Executive Officer? (Yes / No)
No
Capacity
DISTRICT HEAD, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Feb 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2003 - 13 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2003 - 13 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Oct 2003 - 13 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, KIN WA
:
Chinese Name of Relevant Individual
謝健華
:
HKMA Registration Number
AC0802
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2004
No
DISTRICT HEAD, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2004
No
DISTRICT HEAD, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0802
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Feb 2004
No
AC0802
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Feb 2004
No
AC0802
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
07 Feb 2004 - 21 Mar 2005
No
AC0802
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2003 - 13 Nov 2003
No
AC0802
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2003 - 13 Nov 2003
No
AC0802
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
27 Oct 2003 - 13 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.