Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, WAI MAN ISABELLA
Chinese Name of Relevant Individual
HKMA Registration Number
AC0803
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Oct 2008
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
14 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
14 May 2013
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
14 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
First date of engagement
30 Nov 2010
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 14 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 14 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
Since 10 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2008 - 21 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2008 - 21 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2007 - 01 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2005 - 29 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2003 - 06 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, WAI MAN ISABELLA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0803
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
08 Oct 2008
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
14 Jun 2014
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 4: advising on securities
14 May 2013
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
14 Jun 2014
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 9: asset management
30 Nov 2010
No
STAFF OF PORTFOLIO MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0803
LGT BANK AG
Type 2: dealing in futures contracts
Since 14 Jun 2014
No
AC0803
LGT BANK AG
Type 5: advising on futures contracts
Since 14 Jun 2014
No
AC0803
LGT BANK AG
Type 4: advising on securities
Since 14 May 2013
No
AC0803
LGT BANK AG
Type 1: dealing in securities
Since 10 Aug 2011
No
AC0803
LGT BANK AG
Type 9: asset management
Since 10 Aug 2011
No
AC0803
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jan 2008 - 21 Aug 2008
No
AC0803
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jan 2008 - 21 Aug 2008
No
AC0803
UBS AG
Type 1: dealing in securities
18 Aug 2007 - 01 Nov 2007
No
AC0803
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
11 May 2005 - 29 Jul 2007
No
AC0803
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
28 Oct 2003 - 06 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.