Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, YAT MAN
Chinese Name of Relevant Individual
方逸敏
HKMA Registration Number
AC0804
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2008 - 19 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2008 - 19 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2003 - 02 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, YAT MAN
:
Chinese Name of Relevant Individual
方逸敏
:
HKMA Registration Number
AC0804
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0804
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Mar 2008 - 19 Aug 2009
No
AC0804
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Mar 2008 - 19 Aug 2009
No
AC0804
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
28 Oct 2003 - 02 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.