Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUAN, ZHENG MICHAEL
Chinese Name of Relevant Individual
管征
HKMA Registration Number
AC0806
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2017 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Jul 2017 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Oct 2003 - 13 Apr 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUAN, ZHENG MICHAEL
:
Chinese Name of Relevant Individual
管征
:
HKMA Registration Number
AC0806
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0806
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Jul 2017 - 06 Aug 2019
No
AC0806
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
03 Jul 2017 - 06 Aug 2019
No
AC0806
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 6: advising on corporate finance
28 Oct 2003 - 13 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.