Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, SHUK MAN
Chinese Name of Relevant Individual
楊婌敏
HKMA Registration Number
AC0811
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2006 - 31 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2006 - 31 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Oct 2006 - 31 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2004 - 10 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2004 - 10 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2003 - 25 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 May 2004 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, SHUK MAN
:
Chinese Name of Relevant Individual
楊婌敏
:
HKMA Registration Number
AC0811
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0811
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Oct 2006 - 31 Aug 2008
No
AC0811
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Oct 2006 - 31 Aug 2008
No
AC0811
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Oct 2006 - 31 Aug 2008
No
AC0811
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 May 2004 - 10 Aug 2006
No
AC0811
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 May 2004 - 10 Aug 2006
No
AC0811
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
30 Oct 2003 - 25 Feb 2005
No
AC0811
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
11 May 2004 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.