Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHOI MING DIANA
Chinese Name of Relevant Individual
陳彩明
HKMA Registration Number
AC0826
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2021 - 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2021 - 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2020 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Mar 2020 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2017 - 21 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2017 - 21 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 04 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2013 - 04 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2010 - 25 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2010 - 25 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2003 - 11 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2003 - 11 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2003 - 30 Dec 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHOI MING DIANA
:
Chinese Name of Relevant Individual
陳彩明
:
HKMA Registration Number
AC0826
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0826
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Nov 2021 - 15 Jul 2025
No
AC0826
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Nov 2021 - 15 Jul 2025
No
AC0826
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Mar 2020 - 27 Aug 2021
No
AC0826
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
28 Mar 2020 - 27 Aug 2021
No
AC0826
BNP PARIBAS
Type 1: dealing in securities
23 Feb 2017 - 21 Nov 2019
No
AC0826
BNP PARIBAS
Type 4: advising on securities
23 Feb 2017 - 21 Nov 2019
No
AC0826
UBS AG
Type 4: advising on securities
08 Jan 2014 - 04 Nov 2016
No
AC0826
UBS AG
Type 1: dealing in securities
24 Apr 2013 - 04 Nov 2016
No
AC0826
BANK SARASIN & CIE AG
Type 1: dealing in securities
13 Mar 2010 - 25 Mar 2013
No
AC0826
BANK SARASIN & CIE AG
Type 4: advising on securities
13 Mar 2010 - 25 Mar 2013
No
AC0826
CREDIT SUISSE
Type 1: dealing in securities
31 Oct 2003 - 11 Apr 2007
No
AC0826
CREDIT SUISSE
Type 4: advising on securities
31 Oct 2003 - 11 Apr 2007
No
AC0826
CREDIT SUISSE
Type 7: providing automated trading services
31 Oct 2003 - 30 Dec 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.